Banking, Investment & Financial Matters

We are an international law firm that serves companies, governments and financial institutions.

We remain committed to learning our clients’ requirements in the realm of banking, investment and financial matters and serving them ably and ensure proper adherence of the applicable rules and regulations, while helping the clients be cautious of the legal viability of their pursuits.

Regulated & Unregulated Licensed Business Activities

We are equipped to facilitate regulatory advice and assistance to licensed and registered fund managers, asset managers, financial advisors and private equity firms. Our services range from company/fund set up to company operations and winding down stages. Similar and relevant services could also be offered to unregulated entities and individuals on whether they need to become authorised, and ensure their businesses comply with the regulators’ rules and regulations, including economic substance rules, UBO rules, anti-money laundering and white collar crime legislation.

We are able to assist with matters pertaining to regulatory compliance, drafting of internal guidelines and policies, and any issues pertaining to accusations of improper financial conduct and/or fraud.